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Degrees
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Dual MBA
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My Expert Service
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Provide expert witness and compliance consulting services to Broker dealers, Registered Investment Advisors and Hedge Funds. Assist individuals in the analysis of their investment portfolios to determine whether Fraud or some other Regulatory violation has occured where they would not be entitled to their losses back and other potential monies such as legal fees, arbitration costs, and Punative damages
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Experience & Qualifications
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21 years in the Securities industry in legal and Compliance. Nine years as an industry arbitrator, Expert Witness for over 200 cases. Have securities licenses: Series 7, 8, 24, 14, 55, 65, 87, 63 and insurance licenses.
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Available Modes Of Communication
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email/chat
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Contact
michael Clements
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